Sign In
Start Trading
Sign In
Start Trading

Your Partner for
Self-Directed Trading

We’re Mondeum Capital, a broker-dealer serving active traders with the technology, control and support they need to compete in today’s markets.
Jump to:

Our Story

We understand that competitive pricing, fast execution and stable, low-latency technology platforms are prerequisites for trading success – and our solution for equity and ETF trading is built for exactly that. By catering to the needs of our clients in everything we do, we’re on a mission to help traders take their business to the next level.

Offering

Mondeum Pro – a modern solution for equity and ETF trading, built on two advanced trading platforms.

Asset Classes

Equities and ETFs

Locations

Based in London, United Kingdom

Trading Hours

Pre-Market Trading Hours

4:00 am to 9:30 am ET

Normal Trading Hours

9:30 am to 4:00 pm ET

After-Hours Trading

4:00 pm to 8:00 pm ET

Registration

Mondeum Capital is registered with the Securities and Exchange Commission (SEC) as a broker-dealer and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Clearing Firm

RQD* Clearing, LLC
Start Trading

Real People.
Real Experience.

Engaging with our clients is at the heart of our success. Our leadership team has
decades of experience with the active trading community, and they’re putting
their expertise to work to give you the tools to compete in the marketplace.

Duke Pollard

CEO/Director/Chair

Fiona Figuera

Head Compliance/Director

Rory Ellis

Director

James Renaud

Head of Sales

Helping Empower Pros

We’re always looking for talented, driven individuals eager to help active traders achieve an elevated trading experience.
Explore Careers

System availability and response times may be subject to market conditions.

Take Your Trading to the Next Level

Powerful trading technology. Competitive pricing. Personalized support. Fully digital onboarding. Our trading platforms deliver everything active traders need to efficiently and competitively carry out their equity and ETF strategies – and you can get started today.
Start Trading
  • General Inquiries
×

Twitter Icon-linkedin Facebook-f
Start Trading

© 2024 Mondeum Capital LLC

Mondeum Capital LLC, member FINRA and SIPC.
Check the background of the firm and its professionals on FINRA’s BrokerCheck.

Duke Pollard

Chief Executive Officer

Duke Pollard is the CEO and Managing Director of Mondeum Capital UK, bringing over a decade of experience in financial services. Under his leadership, the company has successfully expanded globally, positioning itself as a key player in the capital markets industry. Known for his strategic foresight and commitment to transparency, Duke focuses on delivering innovative solutions and enhancing client experiences through advanced technology.

Preston Haxo

Chief Compliance Officer

Preston Haxo is Chief Compliance Officer at Mondeum Capital, where he oversees compliance, trade surveillance and client services. He brings an extensive background in securities regulation, supervisory controls, risk identification and brokerage rules. Before joining Mondeum, he spent over six years working in Member Supervision at FINRA, where he continues to serve as a Dispute Resolution Arbitrator. Preston holds a B.A. from Trinity College, an MBA from Villanova University and a CRCP from Georgetown University.

John Clifford

Chief Financial Officer
John Clifford is Chief Financial Officer at Mondeum Capital, where he oversees the firm’s financial and accounting activities. He brings a strong background in supporting successful revenue strategies while building a culture of compliance. Before joining Mondeum, he served as CFO and CCO at Score Priority, an agency broker-dealer that rebranded to Lime Financial in 2022. Previous stops include Bishop, Rosen & Co. and Kimball & Cross Investment Management. John holds a B.A. from the University of Massachusetts Amherst.